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1558 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 55% over the past 30 days

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SEC issued enforcements: $37,812,859 over the past 30 days

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50 Final Rules go into effect in the next 7 days

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49 Mortgage Lending docs published in the last 7 days

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1670 docs with extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11906 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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Gene Pic

Gene Yoshida

A risk management and compliance professional with a proven record in developing innovative solutions to meet business needs within risk tolerances and regulatory requirements. Ability to establish rapport and credibility with business partners, while at the same time ensuring that risks are managed prudently. A practitioner of operational, credit, new product risk, AML/fraud, and compliance at the line and in an oversight capacity. Diverse background in FinTech, asset management, insurance, real estate, and consumer finance.

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