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1558 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 55% over the past 30 days

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SEC issued enforcements: $37,812,859 over the past 30 days

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50 Final Rules go into effect in the next 7 days

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49 Mortgage Lending docs published in the last 7 days

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1670 docs with extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11906 new docs in pro.compliance.ai within the last 7 days

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CFPB
CFPB published 8 updates: 1 Proposed Rule, 1 Complaint, 1 Judgement, 1 Blog, 2 Report, 1 Notice, 1 Press Release
Semi-Annual Report of the Consumer Financial Protection Bureau
Report 10/08/2021
American Advisors Group Proposed Stipulated Judgment and Order
Judgement 10/08/2021
American Advisors Group Complaint
Complaint 10/08/2021
CFPB Takes Action Against American Advisors Group for Deceptively Marketing R...
Press Release 10/08/2021
Semi-Annual Report of the Bureau of Consumer Financial Protection
Report 10/08/2021
Small Business Lending Data Collection Under the Equal Credit Opportunity Act...
Proposed Rule 10/08/2021
Deadline to request initial forbearance for HUD/FHA, USDA, or VA backed loans...
Blog 10/04/2021
Consumer Credit Card Market Report of the Bureau of Consumer Financial Protec...
Notice 10/04/2021
CFTC
CFTC published 8 updates: 1 Complaint, 2 Enforcement, 1 Notice, 4 Press Release
Complaint: Storm Bryant, et al.
Complaint 10/08/2021
Storm Bryant, et al.
Enforcement 10/08/2021
The Global Markets Advisory Committee Will Meet on October 25
Press Release 10/08/2021
CFTC Charges Two Men and Their Companies with Commodity Pool Fraud, Other Violations
Press Release 10/08/2021
CFTC Charges North Carolina Companies and Their Owners in $1 Million Foreign ...
Press Release 10/08/2021
Order: Paul C. Ohanian, et al.
Enforcement 10/08/2021
Sunshine Act Meetings
Notice 10/07/2021
CFTC Orders ICE Clear Europe Limited to Pay a $450,000 Civil Monetary Penalty...
Press Release 10/06/2021
DOJ
DOJ published 7 updates: 1 Supervisory Guidance, 2 Lawmaking, 4 Notice
Notice of Lodging of Proposed Consent Decree Under the Oil Pollution Act
Notice 10/08/2021
Notice of Lodging of Proposed Consent Decree Under The Clean Air Act; The Com...
Notice 10/07/2021
Notice of Lodging of Proposed Consent Decree Under the Clean Air Act
Notice 10/06/2021
UST-1878776 Email Concerning Emergency Rental Assistance Programs
Supervisory Guidance 10/05/2021
People Op-Ed: Leading Prosecutor Remembers How Violence Against Women Act Sav...
Lawmaking 10/05/2021
Announcing Updated Quarterly and Annual FOIA Reporting Guidance and Deadlines
Lawmaking 10/04/2021
Re-Establishment of Federal Advisory Committee
Notice 10/04/2021
DOL
DOL published 1 updates: 1 Notice
Efforts by Certain Foreign Countries To Eliminate the Worst Forms of Child La...
Notice 10/08/2021
EBSA
EBSA published 2 updates: 1 News, 1 Rule
Requirements Related to Surprise Billing; Part II
Rule 10/07/2021
US Department of Labor recovers $25K for Akron retirement plan after investig...
News 10/05/2021
EOP
EOP published 4 updates: 4 Lawmaking
German-American Day, 2021
Lawmaking 10/08/2021
Child Health Day, 2021
Lawmaking 10/06/2021
National Community Policing Week, 2021
Lawmaking 10/06/2021
Fire Prevention Week, 2021
Lawmaking 10/06/2021
FDIC
FDIC published 5 updates: 1 Financial Institution Letter, 1 Notice, 3 Press Release
Notice of Termination of Receiverships
Notice 10/06/2021
FIL-68-2021 - Consolidated Reports of Condition and Income for Third Quarter 2021
Financial Institution Letter 10/04/2021
FDIC Issues List of Banks Examined for CRA Compliance -- October 2021 List of...
Press Release 10/04/2021
FDIC Issues List of Banks Examined for CRA Compliance
Press Release 10/04/2021
FDITECH Selects Six Teams in Sprint for Banks to Measure and Test Resiliency
Press Release 10/04/2021
FFIEC
FFIEC published 0 updates:
FHA
FHA published 1 updates: 1 News
FHA Quarterly Loan Review Summary Report October 2021
News 10/04/2021
FINCEN
FINCEN published 10 updates: 9 Comment, 1 News
Comment on FR Doc # 2021-20731; Public Submission; NA
Comment 10/08/2021
Comment on FR Doc # 2021-20731; Public Submission; Matoska Trading Company, Inc.
Comment 10/08/2021
Comment on FR Doc # 2021-20731; Public Submission; NA
Comment 10/08/2021
Comment on FR Doc # 2021-20731; Public Submission; NA
Comment 10/08/2021
Comment on FR Doc # 2021-20731; Public Submission; NA
Comment 10/08/2021
Comment on FR Doc # 2021-20731; Public Submission; NA
Comment 10/08/2021
Comment on FR Doc # 2021-20731; Public Submission; NA
Comment 10/08/2021
Comment on FR Doc # 2021-20731; Public Submission; NA
Comment 10/08/2021
Comment on FR Doc # 2021-20731; Public Submission; NA
Comment 10/08/2021
FinCEN Provides FBAR Relief to Victims of Recent Natural Disasters
News 10/05/2021
FINRA
FINRA published 14 updates: 5 Enforcement, 4 Final Decision, 2 News, 3 Notice
Jennifer Ayers AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 10/08/2021
Regulatory Notice 21-36 FINRA Encourages Firms to Consider How to Incorporate...
Notice 10/08/2021
Eric Shea Hollifield AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 10/07/2021
Jorge A. Reyes NAC Decisions
Final Decision 10/07/2021
New Research: Racial And Ethnic Disparities Persist Among American Households...
News 10/07/2021
Thomas Lee Johnson NAC Decisions
Final Decision 10/06/2021
Regulatory Notice 21-35 FINRA Requests Comment on Proposed Order Routing Disc...
Notice 10/06/2021
William A. Fochi, Jr. AWCs (Letters of Acceptance, Waiver, and Consent)
Enforcement 10/06/2021
Glendale Securities, Inc. George Alberto Castillo, Paul Eric Flesche, Albert ...
Final Decision 10/06/2021
1215434 NAC Decisions
Final Decision 10/06/2021
FRS
FRS published 11 updates: 2 Speech, 6 Notice, 3 Press Release
Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Hold...
Notice 10/08/2021
Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Hold...
Notice 10/07/2021
Federal Reserve Board issues enforcement actions with Pioneer Bank and former...
Press Release 10/07/2021
Building Climate Scenario Analysis on the Foundations of Economic Research - ...
Speech 10/07/2021
New Message Format for the Fedwire® Funds Service
Notice 10/06/2021
Change in Bank Control Notices; Acquisitions of Shares of a Bank or Bank Hold...
Notice 10/06/2021
Formations of, Acquisitions by, and Mergers of Bank Holding Companies
Notice 10/06/2021
Goodbye to All That: The End of LIBOR - Vice Chair for Supervision Randal K. Quarles
Speech 10/05/2021
Federal Register notice: New Message Format for the Fedwire® Funds Service (P...
Press Release 10/04/2021
Federal Reserve Board announces the Reserve Banks will adopt a new message fo...
Press Release 10/04/2021
FTC
FTC published 27 updates: 2 Complaint, 9 Event, 4 Consent Order, 2 Enforcement, 7 News, 3 Notice
Fourteenth Annual Federal Trade Commission Microeconomics Conference -- Debun...
Event 10/08/2021
Fourteenth Annual Federal Trade Commission Microeconomics Conference
Event 10/08/2021
FTC Orders "Made in USA" Repeat Offender to Pay Funds
News 10/08/2021
Analysis of Proposed Consent Order to Aid Public Comment (128.86 KB) Resident...
Consent Order 10/08/2021
Agreement Containing Consent Order [Without Signatures] (564.09 KB) Resident ...
Consent Order 10/08/2021
Complaint (1.8 MB) Resident Home LLC, In the Matter of (Administrative)
Complaint 10/08/2021
Fourteenth Annual Federal Trade Commission Microeconomics Conference -- 2021 ...
Event 10/07/2021
Respondents' Motion for Leave to File a Reply in Support of their Motion for ...
Enforcement 10/07/2021
Analysis of Proposed Consent Order to Aid Public Comment (128.86 KB) Hylan As...
Consent Order 10/07/2021
FTC Returns Money to Consumers Harmed By Phantom Debt Collector
News 10/07/2021
Fannie
Fannie published 1 updates: 1 News
Announcement SEL-2021-09 - Selling Guide Updates
News 10/06/2021
Freddie
Freddie published 2 updates: 2 Bulletin
Bulletin 2021-31 Selling
Bulletin 10/06/2021
Bulletin 2021-31 Selling
Bulletin 10/06/2021
GinnieMae
GinnieMae published 1 updates: 1 Press Release
Ginnie Mae Reports Record Fiscal Year MBS Issuance
Press Release 10/08/2021
HUD
HUD published 9 updates: 1 News, 3 Notice, 1 Rule, 4 Press Release
7-Day Notice of Emergency Approval of an Information Collection: Extension of...
Notice 10/07/2021
Extension of Time and Required Disclosures for Notification of Nonpayment of Rent
Rule 10/07/2021
HUD No. 21-168 HUD Releases Agency Climate Adaptation and Resilience Plan
Press Release 10/07/2021
HUD No. 21-169 HUD Approves Agreement Between Owners of Tucson Apartment Comp...
Press Release 10/07/2021
HUD No. 21-167 HUD to Issue Rule Protecting Tenants Facing Evictions for Non-...
Press Release 10/06/2021
30-Day Notice of Proposed Information Collection: Application for Displacemen...
Notice 10/06/2021
HUD No. 21-166 HUD Announces Disaster Assistance for New Hampshire Disaster Survivors
Press Release 10/05/2021
FHA Quarterly Loan Review Summary Report October 2021
News 10/04/2021
Notice of Certain Operating Cost Adjustment Factors for 2022
Notice 10/04/2021
NCUA
NCUA published 0 updates:
NYSE
NYSE published 12 updates: 9 Lawmaking, 3 Notice
MISUSE OF MATERIAL, NON-PUBLIC ORDER INFORMATION
Lawmaking 10/07/2021
Various Issuers
Lawmaking 10/07/2021
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List ...
Lawmaking 10/06/2021
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designa...
Notice 10/06/2021
Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designa...
Notice 10/06/2021
Proposing to extend the current pilot program related to Rule 7.10 to the clo...
Lawmaking 10/05/2021
Proposing to extend the current pilot program related to Rule 7.10 to the clo...
Lawmaking 10/05/2021
Proposing to extend the current pilot program related to Rule 7.10E to the cl...
Lawmaking 10/05/2021
Proposing to extend the current pilot program related to Rule 7.10 to the clo...
Lawmaking 10/05/2021
Victory Portfolios II
Lawmaking 10/05/2021
OCC
OCC published 8 updates: 5 Comment, 1 Speech, 1 News, 1 Notice
TruSight Solutions, LLC; Public Submission; TruSight Solutions, LLC
Comment 10/06/2021
Mustafe Hussein 1; Public Submission; NA
Comment 10/05/2021
HomeFree-USA; Public Submission; HomeFree-USA
Comment 10/05/2021
Jakob Salazar; Public Submission; NA
Comment 10/05/2021
Acting Comptroller Discusses Diversity and Inclusion
Speech 10/05/2021
NR 2021-105 Acting Comptroller Discusses Diversity and Inclusion
News 10/05/2021
Securities Industry and Financial Markets Association (SIFMA); Public Submiss...
Comment 10/04/2021
Agency Information Collection Activities: Information Collection Renewal; Sub...
Notice 10/04/2021
OFAC
OFAC published 3 updates: 2 Financial Sanction, 1 Notice
Iran-related Designations Removals; Non-proliferation Designations Removals
Financial Sanction 10/08/2021
Kingpin Act Designations
Financial Sanction 10/06/2021
Notice of OFAC Sanctions Actions
Notice 10/06/2021
RHS
RHS published 0 updates:
SEC
SEC published 59 updates: 1 Speech, 1 Testimony, 6 Enforcement, 2 Lawmaking, 2 News, 44 Notice, 1 Rule, 2 Press Release
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Order Granting Ap...
Notice 10/08/2021
Self-Regulatory Organizations; Cboe BZX Exchange, Inc.; Notice of Filing and ...
Notice 10/08/2021
Self-Regulatory Organizations; Cboe Exchange, Inc.; Notice of Filing and Imme...
Notice 10/08/2021
Sunshine Act Meeting; Cancellation
Notice 10/08/2021
Self-Regulatory Organizations; The Nasdaq Stock Market LLC; Notice of Filing ...
Notice 10/08/2021
Self-Regulatory Organizations; Cboe EDGX Exchange, Inc.; Notice of Filing and...
Notice 10/08/2021
Self-Regulatory Organizations; MIAX PEARL, LLC; Notice of Filing and Immediat...
Notice 10/08/2021
Self-Regulatory Organizations; BOX Exchange LLC; Notice of Filing and Immedia...
Notice 10/08/2021
Self-Regulatory Organizations; Nasdaq BX, Inc.; Notice of Filing and Immediat...
Notice 10/08/2021
Self-Regulatory Organizations; Nasdaq ISE, LLC; Notice of Filing and Immediat...
Notice 10/08/2021
TREAS
TREAS published 11 updates: 3 Statement, 1 Lawmaking, 2 Notice, 5 Press Release
Treasury Completes $2 Billion in Recovery Fund Payments to Transportation Businesses
Press Release 10/08/2021
U.S. Secretary of the Treasury Secretary Janet L. Yellen to Attend Annual Fal...
Press Release 10/08/2021
Statement by Secretary of the Treasury Janet L. Yellen on the OECD Inclusive ...
Statement 10/08/2021
Remarks by Secretary of the Treasury Janet L. Yellen at the B20 Summit
Statement 10/08/2021
List of Countries Requiring Cooperation With an International Boycott
Notice 10/08/2021
Interest Rate Paid on Cash Deposited To Secure U.S. Immigration and Customs E...
Notice 10/07/2021
Treasury Releases Climate Action Plan
Press Release 10/07/2021
READOUT: Secretary of the Treasury Janet L. Yellen's Call with Estonia Financ...
Lawmaking 10/06/2021
Remarks by Secretary of the Treasury Janet L. Yellen to CEOs and Business Lea...
Statement 10/06/2021
Treasury Works with Government of Mexico to Sanction CJNG Members Operating T...
Press Release 10/06/2021
VA
VA published 7 updates: 1 Proposed Rule, 5 Notice, 1 Rule
Advisory Committee on the Readjustment of Veterans, Notice of Meeting, Amended
Notice 10/08/2021
Assistance to Eligible Individuals in Acquiring Specially Adapted Housing
Rule 10/08/2021
Agency Information Collection Activity Under OMB Review: Statement of Assuran...
Notice 10/06/2021
Agency Information Collection Activity Under OMB Review: Community Residentia...
Notice 10/06/2021
Social Security Number Fraud Prevention Act of 2017 Implementation
Proposed Rule 10/06/2021
Advisory Committee on Cemeteries and Memorials, Notice of Meeting
Notice 10/04/2021
Agency Information Collection: VA Request for Determination of Reasonable Value
Notice 10/04/2021
 
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