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1558 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 55% over the past 30 days

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SEC issued enforcements: $37,812,859 over the past 30 days

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50 Final Rules go into effect in the next 7 days

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49 Mortgage Lending docs published in the last 7 days

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1670 docs with extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11906 new docs in pro.compliance.ai within the last 7 days

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Enforcement action change
 
  This week - ending Feb 23, 2025
  Most recent 90 days - Nov 25, 2024 - Feb 23, 2025
  Previous 90 days - Aug 26, 2024 - Nov 24, 2024
 

DOJ
196%

    145 docs
 
  49 docs
 

FDIC
5%

    23 docs
 
  22 docs
 

CFPB
N/A

    20 docs
 
  20 docs
 

FTC
-17%

    217 docs
 
  263 docs
 

OFAC
-24%

    25 docs
 
  33 docs
 

FINRA
-27%

    138 docs
 
  190 docs
 

SEC
-37%

    291 docs
 
   
461 docs
 

CFTC
-69%

    16 docs
 
  51 docs
 

OCC
-71%

    11 docs
 
  38 docs
 

FRS
N/A

    5 docs
 
  24 docs
 

NCUA
N/A

    4 docs
 
  9 docs
 

FINCEN
N/A

    1 doc
 
  2 docs
 

HUD
N/A

    1 doc
 
  9 docs
 
See full report     See further insights

This week's documents

DOJ 1 Enforcement Document
$0.0 in Fines
Title: Statement of Interest - Congregation Etz Chaim v City of Los Angeles
Doc Type: Enforcement
Published: 02/19/2025
Violation: N/A
Penalty: -

See all 1 Document
FTC 6 Enforcement Documents
$0.0 in Fines
Title: Sleep Holdco, LLC
Doc Type: Enforcement
Published: 02/21/2025
Violation: -
Penalty: -
Title: Stipulated Order for Permanent Injunction, Civil Penalty Judgment, and Other Relief -- Gravity Defyer, FTC v.
Doc Type: Enforcement Order
Published: 02/20/2025
Violation: -
Penalty: -

See all 6 Documents
OFAC 1 Enforcement Document
$0.0 in Fines
Title: Democratic Republic of the Congo-related Designations; Counter Terrorism Designations; Counter Narcotics Designations Updates
Doc Type: Financial Sanction
Published: 02/20/2025
Violation: -
Penalty: -

See all 1 Document
FINRA 8 Enforcement Documents
$0.0 in Fines
Title: Ishmael Williams Complaints
Doc Type: Complaint
Published: 02/21/2025
Violation: -
Penalty: -
Title: Mary Beth Fisher Spuhler AWCs (Letters of Acceptance, Waiver, and Consent)
Doc Type: Enforcement
Published: 02/21/2025
Violation: -
Penalty: -

See all 8 Documents
SEC 19 Enforcement Documents
$0.0 in Fines
Title: SEC Complaint -- Elchonon Schwartz and Nightingale Properties, LLC
Doc Type: Complaint
Published: 02/21/2025
Violation: -
Penalty: -
Title: SEC Complaint -- James B. Panther, Jr.
Doc Type: Complaint
Published: 02/21/2025
Violation: -
Penalty: -

See all 19 Documents
OCC 2 Enforcement Documents
$0.0 in Fines
Title: Order Terminating the Cease and Desist Order -- OCC Announces Enforcement Actions for February 2025
Doc Type: Cease and Desist
Published: 02/20/2025
Violation: -
Penalty: -
Title: Order of Prohibition and to Cease and Desist -- OCC Announces Enforcement Actions for February 2025
Doc Type: Cease and Desist
Published: 02/20/2025
Violation: -
Penalty: -

See all 2 Documents
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