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1558 Enforcement Actions in the U.S. over past 30 days

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FTC enforcements decreased 55% over the past 30 days

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SEC issued enforcements: $37,812,859 over the past 30 days

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50 Final Rules go into effect in the next 7 days

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49 Mortgage Lending docs published in the last 7 days

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1670 docs with extracted obligations from the last 7 days

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new Proposed and Final Rules were published in the past 7 days

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11906 new docs in pro.compliance.ai within the last 7 days

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april, 2023

20apralldayWebinar - A Talk: Regulators’ Capacity to Detect Market Interference and Manipulation

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Event Details

Join our CEO, Asif Alam and commodities expert, Matthew Hunter about the capacity of both the regulators and the regulated’s abilities to detect potential
violations.  This discussion will address ideas about data sources and their limitations, the likely uses of AI to
help regulators and enforcement agencies, and private firms’ compliance programs.

In this conversation, experts will discuss:

  • Existing regulations and data limitations

  • Spot markets and swaps structural differences including cryptocurrency or digital assets

  • Possible data collection regulations

  • The potential of AI

  • Regulated entity benchmark manipulation monitoring enhancement

Time

All Day (Thursday)

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