Automatically monitor regulatory updates to map to your internal policies, procesures and controls. Learn More
1558 Enforcement Actions in the U.S. over past 30 days
FTC enforcements decreased 55% over the past 30 days
SEC issued enforcements: $37,812,859 over the past 30 days
50 Final Rules go into effect in the next 7 days
49 Mortgage Lending docs published in the last 7 days
1670 docs with extracted obligations from the last 7 days
new Proposed and Final Rules were published in the past 7 days
11906 new docs in pro.compliance.ai within the last 7 days
Check out Expert In The Loop Forum OnDemand!
Considering RCM Solutions? Here’s an RFP to get started.
Compliance.ai is the only regulatory change management software that is designed to mitigate risk, reduce costs, and increase confidence in compliance status for the entire enterprise in the banking, financial services, and insurance industry. Our customers use Compliance.ai to automatically monitor regulatory updates, identify obligations, and ensure required changes are completed.
See how much time and money you can save 
Regulatory Change Management by Compliance.ai mitigates the risk of non-compliance by automatically monitoring the regulatory environment for updates, organizing and interpreting regulatory content, ensuring change tasks are completed, and providing real-time insight on compliance status.
Monitor changes in the regulatory landscape with real-time dashboards that automatically collect and analyze new regulatory content from the sources and jurisdictions that matter to you.
LEARN MORE
Automatically highlight differences in regulatory content across jurisdictions and document versions and identify requirements and obligations. Bring Your Own Content: Automatically map regulatory requirements to your internal controls, policies, and business processes to identify and analyze the changes needed to ensure compliance.
LEARN MORE
Manage required changes by automatically assigning tasks to achieve compliance and mitigate risks. Monitor tasks, priorities, and workload across the organization and alert managers to overdue activities. Apply change management to regulatory changes, and use BYOC to apply consistent changes to your internal policies and procedures, while keeping your controls up to date.
LEARN MORE
Speed audit and exam preparation and improve results by using certified audit reports that automatically collect evidence of compliance as the team completes regulatory change activities.
LEARN MORE
Receive immediate notifications when new enforcement actions and decisions are issued. Alerts include complete information such as respondents and penalties issued by regulators.
LEARN MORE
Financial services enterprises are overwhelmed with increasing volumes of financial regulatory information. The lack of automation for regulatory change management adversely affects the ability to be sure you are managing legal, risk, and compliance activities appropriately.
Legal, risk, and compliance teams can more easily achieve compliance by adopting regulatory change management software and automating regulatory change processes. Compliance.ai helps financial services enterprises mitigate risks, reduce costs, and gain confidence in their compliance status.
Common approaches used by legal, risk, and compliance teams to identify and track changes — internet searches, spreadsheets, emails, and endless meetings — often fall short.
| Pro TRY IT NOW | Team TRY IT NOW | Enterprise TRY IT NOW | Developer TRY IT NOW |
|---|
| Pro TRY IT NOW | Team TRY IT NOW | Enterprise TRY IT NOW | Developer TRY IT NOW | |
|---|---|---|---|---|
| Regulatory Intelligence | ||||
| RCM Command Center | 1 | 1 | 1 | 1 |
| Personalized Dashboards | 1 | 1 | 1 | 1 |
| Custom Alerts | 1 | 1 | 1 | 1 |
| General Weekly Regulatory Summaries | 1 | 1 | 1 | 1 |
| Personalized, custom Weekly Summaries | 1 | 1 | 1 | 1 |
| Monitor Regulatory Changes | 1 | 1 | 1 | 1 |
| Personalized, custom Monitoring Regulatory Changes | 1 | 1 | 1 | 1 |
| Real-time Regulatory Content | 1 | 1 | 1 | 1 |
| Auto-Translation (Offered Separately) | 1 | 1 | 1 | 1 |
| Global Regulatory Content (Offered Separately) | 1 | 1 | 1 | 1 |
| Enriched Documents | 1 | 1 | 1 | 1 |
| AI-Powered Filtering | 1 | 1 | 1 | 1 |
| Regulatory Impact Analysis | ||||
| Personalized Insights | 1 | 1 | 1 | 1 |
| Jurisdiction Analysis | 1 | 1 | 1 | 1 |
| Automatically Identify Obligations | 1 | 1 | 1 | 1 |
| Third-Party Expert Guidance | 1 | 1 | 1 | 1 |
| Annotation | 1 | 1 | 1 | 1 |
| Manage Changes | ||||
| Automatically Assign Tasks | 1 | 1 | 1 | |
| Repeatable Processes | 1 | 1 | 1 | |
| Automatically Track Task Completion | 1 | 1 | 1 | |
| Manage Workflows | 1 | 1 | 1 | |
| Share Team Folders | 1 | 1 | 1 | |
| Seamless Integration with GRC | 1 | 1 | 1 | |
| Resource Planning | 1 | 1 | 1 | |
| Internal and Advisory Content Management | ||||
| User defined attribute mapping for user-provided content | 1 | 1 | ||
| User defined attribute & permission editing post user-provided content upload | 1 | 1 | ||
| Web-based user managed processing/upload of user-provided content | 1 | 1 | ||
| User defined classifications, concepts and labels of user-provided content | 1 | 1 | ||
| Reporting of user-provided content upload process status/results | 1 | 1 | ||
| Automatic/scheduled processing of user-provided content | 1 | 1 | ||
| Automated Email based processing of user-provided content | 1 | 1 | ||
| Automated integration with DMS/PM: Sharepoint, Archer, Policy Hub, etc. | 1 | 1 | ||
| User based content/activity modeling (User content and activity classification) | 1 | 1 | ||
| Certified Audit Reports | ||||
| X.509 Certified Audit Reports | 1 | 1 | 1 | |
| Configurable Reports | 1 | 1 | 1 | |
| Export Data to Spreadsheets | 1 | 1 | 1 | 1 |
| Automatic Summarization and Pivot Tables in Spreadsheets | 1 | 1 | 1 | |
| Distribute Reports | 1 | 1 | 1 | |
| Enforcement Actions (sold separately) | ||||
| Personalized Enforcement Tracker | 1 | 1 | 1 | 1 |
| Filter Enforcements by Meta Data | 1 | 1 | 1 | 1 |
| Enforcement Action Alerts | 1 | 1 | 1 | 1 |
| Include Enforcement Actions in Workflow | 1 | 1 | 1 | |
| Proven Implementation | ||||
| Business Profiling to Automate Configuration | 1 | 1 | 1 | 1 |
| Seamless GRC Integration | 1 | 1 | 1 | |
| 1:1 Training | 1 | 1 | 1 | 1 |
| Team Training | 1 | 1 | 1 | 1 |
| Customization and Integration Capabilities | ||||
| API Access to enhanced regulatory content | 1 | |||
| API/Service Connector based Task Management | 1 | |||
| Recurring synchronization (Import/Export) with 3rd party document management systems | 1 | |||
| API based Filtering | 1 | |||
| Transformation/Publication of enhanced content to GRC solutions | 1 | |||
| Pro SCHEDULE DEMO | Team SCHEDULE DEMO | Enterprise SCHEDULE DEMO | Developer SCHEDULE DEMO |
|---|
| Pro SCHEDULE DEMO | Team SCHEDULE DEMO | Enterprise SCHEDULE DEMO | Developer SCHEDULE DEMO |
|---|---|---|---|
| Regulatory Intelligence | |||
| RCM Command Center | |||
| 1 | 1 | 1 | 1 |
| Personalized Dashboards | |||
| 1 | 1 | 1 | 1 |
| Custom Alerts | |||
| 1 | 1 | 1 | 1 |
| General Weekly Regulatory Summaries | |||
| 1 | 1 | 1 | 1 |
| Personalized, custom Weekly Summaries | |||
| 1 | 1 | 1 | 1 |
| Monitor Regulatory Changes | |||
| 1 | 1 | 1 | 1 |
| Personalized, custom Monitoring Regulatory Changes | |||
| 1 | 1 | 1 | 1 |
| Real-time Regulatory Content | |||
| 1 | 1 | 1 | 1 |
| Auto-Translation (Offered Separately) | |||
| 1 | 1 | 1 | 1 |
| Global Regulatory Content (Offered Separately) | |||
| 1 | 1 | 1 | 1 |
| Enriched Documents | |||
| 1 | 1 | 1 | 1 |
| AI-Powered Filtering | |||
| 1 | 1 | 1 | 1 |
| Regulatory Impact Analysis | |||
| Personalized Insights | |||
| 1 | 1 | 1 | 1 |
| Jurisdiction Analysis | |||
| 1 | 1 | 1 | 1 |
| Automatically Identify Obligations | |||
| 1 | 1 | 1 | 1 |
| Third-Party Expert Guidance | |||
| 1 | 1 | 1 | 1 |
| Annotation | |||
| 1 | 1 | 1 | 1 |
| Manage Changes | |||
| Automatically Assign Tasks | |||
| 1 | 1 | 1 | |
| Repeatable Processes | |||
| 1 | 1 | 1 | |
| Automatically Track Task Completion | |||
| 1 | 1 | 1 | |
| Manage Workflows | |||
| 1 | 1 | 1 | |
| Share Team Folders | |||
| 1 | 1 | 1 | |
| Seamless Integration with GRC | |||
| 1 | 1 | 1 | |
| Resource Planning | |||
| 1 | 1 | 1 | |
| Internal and Advisory Content Management | |||
| User defined attribute mapping for user-provided content | |||
| 1 | 1 | ||
| User defined attribute & permission editing post user-provided content upload | |||
| 1 | 1 | ||
| Web-based user managed processing/upload of user-provided content | |||
| 1 | 1 | ||
| User defined classifications, concepts and labels of user-provided content | |||
| 1 | 1 | ||
| Reporting of user-provided content upload process status/results | |||
| 1 | 1 | ||
| Automatic/scheduled processing of user-provided content | |||
| 1 | 1 | ||
| Automated Email based processing of user-provided content | |||
| 1 | 1 | ||
| Automated integration with DMS/PM: Sharepoint, Archer, Policy Hub, etc. | |||
| 1 | 1 | ||
| User based content/activity modeling (User content and activity classification) | |||
| 1 | 1 | ||
| Certified Audit Reports | |||
| X.509 Certified Audit Reports | |||
| 1 | 1 | 1 | |
| Configurable Reports | |||
| 1 | 1 | 1 | |
| Export Data to Spreadsheets | |||
| 1 | 1 | 1 | 1 |
| Automatic Summarization and Pivot Tables in Spreadsheets | |||
| 1 | 1 | 1 | |
| Distribute Reports | |||
| 1 | 1 | 1 | |
| Enforcement Actions (sold separately) | |||
| Personalized Enforcement Tracker | |||
| 1 | 1 | 1 | 1 |
| Filter Enforcements by Meta Data | |||
| 1 | 1 | 1 | 1 |
| Enforcement Action Alerts | |||
| 1 | 1 | 1 | 1 |
| Include Enforcement Actions in Workflow | |||
| 1 | 1 | 1 | |
| Proven Implementation | |||
| Business Profiling to Automate Configuration | |||
| 1 | 1 | 1 | 1 |
| Seamless GRC Integration | |||
| 1 | 1 | 1 | |
| 1:1 Training | |||
| 1 | 1 | 1 | 1 |
| Team Training | |||
| 1 | 1 | 1 | 1 |
| Customization and Integration Capabilities | |||
| API Access to enhanced regulatory content | |||
| 1 | |||
| API/Service Connector based Task Management | |||
| 1 | |||
| Recurring synchronization (Import/Export) with 3rd party document management systems | |||
| 1 | |||
| API based Filtering | |||
| 1 | |||
| Transformation/Publication of enhanced content to GRC solutions | |||
| 1 | |||
Unsure how to select the best regulatory change management solution for your firm? Our RFP Template can point you in the right direction.
CEO & Board Member
Asif Alam is the Chief Executive Officer at Compliance.ai. A leader in shaping disruptive technology, his experience includes building products using AI and natural language processing for GRC, payments, lending, risk, trading, and new solutions, from Fortune 500 companies to startups.
In his most recent role, he served as the Chief Strategy Officer of ThoughtTrace, unlocking new revenue streams and markets, and reignite portfolio growth. ThoughTrace was then acquired by Thomson Reuters in 2021.
He brings more than 20 years of management and business experience; increasing profitability, unlocking new revenue streams and markets, and reignite portfolio growth for companies like Thomson Reuters, Crux Informatics, and Finastra. Asif is a forward-thinking expert driving engagement via client forums, public presentations, and white papers.
You can find more about Asif Alam at http://www.linkedin.com/in/asifalam
